Risk and Compliance

  • Job Reference: 70113a
  • Date Posted: 11 September 2019
  • Recruiter: Lipson Lloyd-Jones
  • Location: Guildford, Surrey
  • Salary: On Application
  • Sector: Compliance, Conflicts, Risk Management, Professional Support
  • Job Type: Permanent
  • Work Hours: Full Time
  • Contact: Shelley Carr
  • Email: shelley@ll-j.com
  • Telephone: 020 7600 1690

Job Description

This highly regarded national firm has a new role in its risk and compliance team for a lawyer or compliance professional with experience in regulatory compliance (including knowledge of the SRA handbook). This experience may have been gained in either private practice or in-house with a regulator.

Role Focus

This role offers the best of both worlds in terms of high quality work and lawyer contact whilst working as part of a small and collegiate team. You will work to ensure best practise in the firm and promote the highest standards of legal and regulatory compliance. You will act as the first point of contact for internal risk and compliance queries and deal with a wide range of risk and compliance areas including conflicts, AML, Bribery Act procedures etc.

Candidate Focus

Our client is looking for a confident self-starter who is comfortable handling a broad range of regulatory queries from across the firm. You should be able to demonstrate excellent communication and time management skills and be a team player.

Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.