Investment Manager/MIFID II - Compliance - FTC - In House

  • Job Reference: 67772L
  • Date Posted: 22 November 2018
  • Recruiter: Lipson Lloyd-Jones
  • Location: City of London, London
  • Salary: On Application
  • Bonus/Benefits: bens
  • Sector: Asset Management, Financial Services
  • Job Type: Contract
  • Duration: 12 months
  • Work Hours: Part Time

Job Description


City based role - An established investment manager seeks to appoint a solicitor c 5PQE + wih regulatory and MIFID II experience to work as a legal and compliance officer initially on a 12 month contract.


The successful candidate will be expected to manage a varied regulatory and legal advisory role working

alongside legal and compliance team members delivering high quality legal and commercial advice as follows:

Managing regulatory returns,

Compliance monitoring, risk management.

Anti-money laundering issues, anti-money laundering training and reporting.

Company secretarial duties.

Investment management compliance issues surrounding liquidity/market risks

The post-holder will be expected to work closely with external advisers and stakeholders

There will also be an opportunity to handle other general matters


To be considered for this exciting in house role, candidates must be able to demonstrate relevant regulatory and technical skills, preferably gained from an insurer/investment management environment or similar.

Our client is looking to appoint a suitable candidate for an early start ideally

Applicants wising to work part time will also be consdiered

A competitive salary and benefits package including bonus will be offered to the successful candidate

Lipson Lloyd Jones Ltd is acting as an Employment Business in relation to this vacancy. Please note our advertisements use PQE levels purely as a guide to the minimum level of experience required. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfill this kind of work.