Compliance Manager - In House

  • Job Reference: 69948L
  • Date Posted: 1 August 2019
  • Recruiter: Lipson Lloyd-Jones
  • Location: City of London, London
  • Salary: On Application
  • Bonus/Benefits: bons and bens
  • Sector: Financial Services, In House
  • Job Type: Permanent
  • Work Hours: Full Time
  • Contact: Lucy Boyd
  • Email:
  • Telephone: 020 7600 1690

Job Description

Our Client

We have an exceptional career opportunity for a Lawyer/Compliance Manager c 5 PQE to join an award-winning investment platform


The post holder will be expected to deliver high quality regulatory advice and guidance to the business

As a member of well-established compliance team the post holder will be expected to handle the following :-

Provision of advice to the Group on applicable FCA, PRA and Isle of Man FSA regulations.

Advising on regulatory developments affecting the Group.

Assisting the Group Counsel and the Sr Compliance Manager to manage the Group's relationship with the PRA and FCA.

Preparation and Delivery of regulatory reports and responses.

Contribute towards internal and external consultations, discussions and policy debates

Representing the Group at industry working groups and trade associations.

Responsibility for designing, producing and managing compliance processes and management information supporting the business

The role offers an excellent work/life balance and an opportunity to work as a key member of a collegiate team


Applicants must be able be able to demonstrate solid experience of working in financial services, investment, advisory or insurance sectors preferably in a Compliance or Regulatory role with a track record of interpreting and implementing regulatory change.

Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.